Magellan  Partners

Financial Consulting

Build Your Business with

U.S. Institutional Investors

 
DID YOU KNOW. . . . . that while non-U.S. licensed, non-U.S. banks or securities firms can accept orders received passively from U.S. institutional investors, it is a violation of U.S. securities laws and regulations for such firms to actively solicit orders through the distribution of research or other methods?

Non-U.S. Brokers and Banks . . .
Are You Missing the U.S. Market?

 

If your firm produces institutional-quality securities research on equity and debt securities in your region, or institutional quality private corporate offerings, we would like to show you how you can build your business in the U.S. institutional marketplace.

Contact us at info@magellan-partners.com, or call us at 212-861-6633.

The U.S. represents by far the world.s largest institutional securities marketplace, in which hundreds of U.S. money managers allocate investment assets to foreign securities.  The U.S. is a very attractive market in which to present the research and products you produce.

Many U.S. institutional analysts and portfolio managers are interested in following foreign securities.  U.S. global portfolio managers rely on securities research on non-U.S. stocks and bonds to guide them in their investments.

Your corporate clients and other publicly-traded companies value your ability to present them to the U.S. institutional marketplace.

But it is a violation of U.S. securities laws for foreign brokers and banks to solicit securities business in the U.S., including the solicitation of research, unless they meet certain registration requirements.  Magellan Global Partners advises and assists non-U.S. brokers and banks who desire to distribute their research to major U.S. institutional investors, and pro-actively solicit securities business with them – in complete conformance with U.S. securities laws and regulations.